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Root Cause Analysis & Corrective Actions

Fixing the symptom stops today's problem; finding the root cause stops tomorrow's. This guide walks through a simple method any team can use after an incident or near miss.

Why Dig Past the Symptom

If you only treat what was visible, the same hazard returns in a new form. Root cause analysis (RCA) asks why the failure was possible in the first place — and whether your system allowed it.

The 5 Whys in Practice

Start from the event and ask "why" up to five times. Each answer becomes the next question.

Event: a worker slipped near the loading bay.

Why? The floor was wet.

Why? A leaky hose dripped onto the walkway.

Why? The hose hadn't been inspected in months.

Why? There was no routine inspection checklist for that area.

Why? Inspections were ad hoc, not scheduled.

Root cause: no scheduled inspection system — so the fix is a checklist and cadence, not just a mop.

Turning Findings Into Corrective Actions

Inspect to Prevent Recurrence

Use checklists to catch the conditions RCA reveals:

Close the Loop

An RCA only counts if the action is done and verified. Track open corrective actions weekly and report the closure rate back to the team — it shows the process leads to real change.

This content provides general guidance only. It is not legal, regulatory, or professional safety advice, and requirements vary by jurisdiction. Always verify against your local regulations and your organization's internal policies.